Capital Engine, a global FinTech and investment bank focused on private markets infrastructure, has announced a strategic alliance with Regiment Securities, LLC, a FINRA-registered financial services firm, to expand private market distribution, co-syndication capabilities, and marketplace connectivity.
The collaboration aims to enable the co-syndication of private investment opportunities across both firms’ investor networks, with the goal of broadening discovery and access while maintaining compliant capital formation processes. This partnership underscores a mutual commitment to modernizing private markets through technology, transparency, and scalable infrastructure.
This alliance builds upon an existing client relationship, as Regiment Securities currently utilizes Capital Engine’s technology to streamline operations and support its private market activities within a digital framework. Central to the alliance is Capital Engine’s Broker-Dealer Solution, a digital marketplace designed to connect issuers with investors and automate compliance and deal execution processes. This platform digitizes what were traditionally manual operations, enhancing capital formation efficiency and operational scalability. Capital Engine’s infrastructure has processed over $700 million in transactions to date.
Regiment Securities complements this technology with its experience in investment syndication and a network of sophisticated investors, extending the reach of private market opportunities through established relationships and regulated capital markets expertise.
Bryan Smith, CEO of Capital Engine, stated, “We are excited to deepen our relationship with Regiment from client to strategic ally. This partnership validates our mission to build infrastructure that powers the private-markets shift. By combining advanced technology with trusted distribution networks, we are expanding access, improving efficiency, and enabling issuers to raise capital more directly and transparently.”
Michael Cavanaugh, CEO of Regiment, added, “Capital Engine has built technology that is critical to the next generation of broker-dealer operations in private markets. This alliance allows us to support higher-quality, compliant private-market activity while aligning with a platform that is clearly investing in the future of capital formation.”
The alliance comes amid increasing demand for private market infrastructure, driven by regulatory changes, investor interest, and liquidity requirements within alternative assets. Both institutional and high-net-worth investors are increasing their allocations to private equity, private credit, and other alternatives, while issuers seek more efficient, technology-enabled avenues for capital. Capital Engine is expanding its platform, broker-dealer capabilities, and private markets infrastructure to meet this demand, including its recent acquisition of Mallory Capital Group, an SEC-registered broker-dealer.
Capital Engine is a global FinTech and investment bank that provides infrastructure for private markets. Its digital marketplace technology is designed to modernize broker-dealer operations, streamline deal execution, and automate compliance, connecting issuers with investor networks. The company operates at the intersection of private markets, investment banking, and technology-driven innovation.
Regiment Securities, LLC is a FINRA-registered financial services firm specializing in private placements, capital formation, and strategic advisory services. The firm uses its experience and network to support investment syndication across various sectors.
